Compliance and internal control review

Sometimes, the Securities and Futures Commission (“SFC”) requests licensed corporations to engage an independent reporting accountant to conduct a compliance and internal control review. We have years of experience in auditing financial statements of licensed corporations and answering SFC’s query letters and are familiar with the Securities and Futures Ordinance. We can conduct the internal control review according to the SFC’s requirements, identify the risky areas and make recommendations in areas that need improvement.